Waterworld is a science fiction film that came out in 1995, stunning audiences around the globe with visions of half-empty cinemas and poor box office profits.
The film depicts a future where water covers the entire planet, with the remnants of mankind surviving on bolted-together rafts and floating cities called “atolls”. The nameless protagonist (played by Kevin Costner) has evolved gills, allowing him to swim to the ocean floor and retrieve dirt and other artifacts. It’s a neat idea.
Waterworld relies on TVTrope’s Rule of Cool, meaning that whenever entertainment and logic butt heads, entertainment wins. It’s not an overly realistic film. You can make it realistic, but only by assuming that much of what we’re told about the film’s world isn’t true.
For example, Kevin Costner’s gills. How plausible a detail is this? Would (or could) a population of humans living on an endless sea evolve gills?
First, we need to establish a time-frame: how far in the future does Waterworld take place? We aren’t told, but it’s probably decades to centuries. Long enough that humans have forgotten civilization, but short enough that artifacts of 20th century civilization remain. The base of the villainous “Smokers” is (in a heavy-handed touch) the Exxon-Valdez oil tanker, and it’s still floating. Production designer Dennis Gassner stated that the film is set in the year 2500, so let’s go with that.
There are big problems.
Five centuries is equal to only twenty human generations, which is not nearly long enough for complex new adaptions to appear in the human genotype. In evolutionary biologist Richard Lenski’s famous experiment, it took twenty thousand generations of e. coli before a useful novel trait emerged in the bacteria (the ability to metabolize citrate). Considering a human generation length of 25 years, an equivalent time-span would be half a million years. We aren’t even within the right three orders of magnitude!
Evolutionary traits emerge slowly, through a grinding process of random mutations which appear at a rate of approximately 0.5×10-9 per basepair per year. Even if the ambient mutation rate in Waterworld is ten times the normal rate (through elevated background radiation or whatever), that’s still only 0.5×10-8 per year. Virtually all of these mutations do nothing, the ones that do something typically cause a loss of function (it’s easier for a random change in our genetic code to break something than improve it), and the even a beneficial mutation has a 50% chance of vanishing in a child of the next generation anyway.
It gets worse when you consider that the gills are clearly not a de novo (or new) mutation. The men on the atoll recognize the slits behind Kevin Costner’s ears as gills, and they even have a name for him (“Icthyus sapien”). They’ve seen gilled men before. Clearly, this trait has existed for a while, and might be undergoing a (insert joke here) Fisherian sweep, thus cutting the timeline further still: the gills might only be ten or fifteen generations old.
It’s vaguely possible that humans could evolve to be aquatic. We have examples of land-based mammals returning to the sea, the most famous being the cetacean order (whales and dolphins), which evolved from an amphibious ancestor not unlike the modern hippopotamus. But this process took millions of years, and cetaceans never evolved gills. They kept the respiratory method they already had: lungs. Gills, as far as we can tell, evolved only once.
And this leads to the second issue with humans evolving gills: we already have lungs.
You can’t just slap a set of gills on a human. Virtually every single thing about our respiratory system and upper-body bone system would need to change to accomodate them. A race of gilled men wouldn’t even look human. The men on the atoll wouldn’t have needed to check behind Kevin Costner’s ears to confirm that he’s a mutant. It would have been obvious at a hundred paces.
Fish require special bone structures called branchial arches to support their gills. The tetrapod lineage (which humans belong to) has long since repurposed those bones to make the thyroid gland, part of the jaw, the larynx, and the bones in the ear.
If Kevin Costner magically evolved gills, he would suddenly be unable to talk (because he’d have no larynx), unable to hear (he’d have no inner ear), and unable to eat (parts of his jaw and hyoid structure wouldn’t exist.)
Truthfully, gills probably wouldn’t evolve in humans given any length of time. We’ve gone too far down a different path. Evolution would have to awkwardly walk back many millions of years of development to our chest cavities, and then start again from square one. Lungs can’t evolve into gills any more than brains can evolve into livers. It doesn’t work that way.
Even if gills were a desirable method for breathing in humans (which they probably aren’t) evolution is highly limited by the fact that it’s step based, with all intermediate forms needing to be viable. In other words, humans can’t halfway evolve gills. Imagine a toy model of gills that relies on only five traits. 1) a Branchial arch 2) a transport mechanism for moving oxygen around the body 3) a filtering system for elimination of waste 4) the gill tissue itself 5) and a gill spiracle, or slit. All of these would need to be present for the creature to survive. Suppose a creature miraculously evolved 1-4, but not 5. It would instantly suffocate, as it couldn’t expel water from the gills.
Truthfully, gills aren’t even the wackiest stuff in the movie. There’s an embarrassing part where Kevin Costner fights a Resident Evil 4 boss. Where did this thing come from in 500 years?
You might ask “are these even gills? Or are they some weird new breathing method that everyone calls gills out of convenience?” Good questions, which I’d answer “no” and “yes”.
These things look and behave nothing like gills.
1) they’re too small to be gills. Costner’s ear-slits are just a few inches long. Compare with how big gills are on fish, and consider that humans are endotherms, regulating their own body temperature, meaning we have significantly higher oxygen needs. We could never survive with gills that small.
2) They’re too efficient to be gills. An adult human aspirates about eight liters of air per minute – hold your hand in front of your nose, and feel how much air you’re pumping out of your body. Water only has about 5% as much oxygen by volume as air, so if we assume that gilled humans have similar oxygen needs, Kevin Costner would need to “breathe” one hundred and sixty liters of seawater every minute just to survive. (Note that there’s even less dissolved oxygen in the deep oceans where the Mariner dives).
By way of comparison, the fog nozzle hoses used by firefighters typically discharge 60 litres of water a minute. Each of those tiny slits behind Kevin Costner’s ears is blasting a high-pressure jet of water that’s stronger than a firefighter’s hose. Even if he could do this, he’d rapidly exhaust the local environment of oxygen and suffocate. The gills could only be used for brief dives, not lengthy underwater swims as shown in the movie.
3) Visual evidence is…incompatible with gills. Here’s a screen-capture of Kevin Costner underwater. There’s a massive problem – can you see it?
His mouth is shut! How is oxygenated water entering his body? Through his nostrils? Those tiny openings that are designed to stop water getting in? Are those tiny holes sucking in a hundred and sixty liters per minute?
Or consider this shot, where we see bubbles appearing from Costner’s…mouth. Huh? Shouldn’t they be coming from behind his ears, where the gills are?
Most damning is the mouth to mouth resuscitation scene with Jeanne Tripplehorn. There’s no air in Costner’s lungs! How is he doing this?
I have no clue how he’s breathing. But he is absolutely not using gills.
Given the confused terminology used by the characters (one asks if the gills are fully functional or merely “vestigial”, which makes no sense – a vestigial part is a functionless organ left behind by evolution, not a new one), it makes most sense to assume this is a totally novel breathing mechanism that’s everyone calls gills because they don’t know any better.
Given all of the above strangeness, how does Waterworld waterwork?
There are two theories:
1. Waterworld is set on alien planet. This would solve many plot issues (such as how the melting of the polar ice caps covered the entire world), but create many bigger ones. We see countless terrestrial artifacts: crayons, cigarettes, bottles of Jack Daniels, and even a photograph of Joseph Jeffrey Hazelwood (the captain of the Exxon-Valdez). The film is absolutely set on Earth.
2. Waterworld is The Truman Show.
Let’s ignore the opening narrative (who is this person, and why assume they’re truthful?). Suppose that a futuristic government cordons off a large area of ocean, fills it brainwashed or deluded people, and allows them to think that the ocean covers the entire world. How would they ever know otherwise? The occasional sailors who reach the shore could be turned back (after being brainwashed again).
This provides explanations for the “gills” (genetic engineering), the sea monster (genetic engineering), the fast-decaying tobacco and oil (discreetly supplied by the government to add excitement to the game, like a weapon at a WWE event), and a host of other problems. (It should be noted that in 1997 Acclaim published a four-issue comic series which tried to address some plot problems. For example, the main character is explicitly genetically engineered.)
But it would have made for an unsatisfying story. Trick endings only work if the truth is more interesting than the illusion (Psycho, The Usual Suspects, and The Sixth Sense), and if it’s not (The Village), the audience feels cheated. “It’s all fake!” is troubling note to end on in a movie devoted to heroism and bravura spectacle, and the screenwriters were probably wise not to go down that route.
And despite the film’s problems, the ending rings true. Everyone thinks Costner’s character is crazy for wanting to go back to the water, but if we take the film at face value, he’s the only sane one there. The future of humanity isn’t on a tiny, plague-ridden island, it’s in the ocean, and he is one of the first of the new race.
1. The Making of Waterworld by Janine Pourroy (August 1995). Production designer Dennis Gassner states: “The date was 2500.”
2. Blount, Lensky, et al, Proceedings of the National Academy of Sciences (DOI: 10.1073/pnas.0803151105)
3. Scally A (December 2016). “The mutation rate in human evolution and demographic inference”. Current Opinion in Genetics & Development. 41: 36–43. doi:10.1016/j.gde.2016.07.008. PMID 27589081.
4. Origin of Vertebrate Gills, Nature 2017/02/22